finra

SEC Issues Alert Against Initial Exchange Offerings

The SEC has issued an alert to investors regarding initial exchange offerings. This warning is not an official statement on…

US and European Regulators Say Crypto a Priority This Year

Several regulators in the U.S. and Europe have made cryptocurrency among their top priorities this year. The Securities and Exchange…

Diversified Crypto Fund Receives FINRA Regulatory Approval

Grayscale Investments has received regulatory approval to publicly quote shares of its diversified crypto fund. The product, which is the…

tZERO-Backed Startup Seeks SEC Approval to Launch Security Token Market

A firm part-owned by Overstock’s tZERO is seeking regulatory approval to launch one of the first markets for publicly traded,…

Harbor’s Regulatory Wait Ends as FINRA Awards Crypto Broker-Dealer License

Harbor's broker-dealer licensing breaks a lengthy standoff between aspiring crypto broker-dealers and the U.S. regulators who approve them. Source: CoinDesk.com

The Crypto Custody Conundrum: What Are We Even Talking About?

Noelle Acheson is a veteran of company analysis and CoinDesk’s Director of Research. The opinions expressed in this article are…

It Took 18 Months, But This Blockchain Securities Firm Got the Nod From FINRA

Wall Street’s self-regulatory organization (SRO) has green-lit a new blockchain-powered securities trading platform. The Financial Industry Regulatory Authority (FINRA) has approved…

FINRA Extends Deadline for Firms to Report Crypto Activity

Amid the kerfuffle last week over Facebook’s Libra cryptocurrency project and its potential regulation, the U.S. Financial Industry Regulatory Authority (FINRA)…

SEC, FINRA Explain Why They’re Taking So Long to Approve Crypto Custodians

The U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) believe there are a number of…

Gemini to Apply for Broker-Dealer License in Bid to Trade Crypto Securities

The Winklevoss-owned cryptocurrency exchange Gemini will apply for a broker-dealer license from the Financial Industry Regulatory Authority (FINRA), CoinDesk has…

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